Author: The White Law Group
Infinity Q Alpha Mutual Fund Settles Charges
SEC Orders Infinity Q Diversified Alpha Mutual Fund to Return Funds to Harmed Investors According to a litigation release posted on...
G & P Acquisition Corp Delisted for “Abnormally Low” Price Levels
SPAC G&P Acquisition Corp (GAPA) Delisted for “Abnormally Low” price levels According to Investment News on Nov. 8, G&P...
FINRA Sanctions Wedbush Securities for Regulatory Failures
Wedbush Securities to pay $850,000 after Allegations of Misrepresentations, Supervisory Failures According to a Letter of Acceptance...
Western International Allegedly Failed to Supervise REIT Sales
FINRA hits Western International Securities with $400,000 Fine plus Restitution for Supervisory Failures regarding Non-traded REITs...
New Haven Broker John Anthony Sommo Barred from Securities Industry
John Sommo, UBS Financial Services, Barred after allegations of unsuitable investments According to the Financial Industry Regulatory...
StHealth Capital Investment Corp. Liquidation for Investors
StHealth Capital Investment Corp. Tender Offer Price Indicates Losses for Investors The White Law Group continues to investigate...