Author: The White Law Group
MCMP Fuels Trading II LLC, Securities Investigation
MCMP Fuels Trading II LLC, Investigating Potential Claims The White Law Group is investigating potential securities claims involving...
Infinity Q Alpha Mutual Fund Settles Charges
SEC Orders Infinity Q Diversified Alpha Mutual Fund to Return Funds to Harmed Investors According to a litigation release posted on...
G & P Acquisition Corp Delisted for “Abnormally Low” Price Levels
SPAC G&P Acquisition Corp (GAPA) Delisted for “Abnormally Low” price levels According to Investment News on Nov. 8, G&P...
FINRA Sanctions Wedbush Securities for Regulatory Failures
Wedbush Securities to pay $850,000 after Allegations of Misrepresentations, Supervisory Failures According to a Letter of Acceptance...
Western International Allegedly Failed to Supervise REIT Sales
FINRA hits Western International Securities with $400,000 Fine plus Restitution for Supervisory Failures regarding Non-traded REITs...
New Haven Broker John Anthony Sommo Barred from Securities Industry
John Sommo, UBS Financial Services, Barred after allegations of unsuitable investments According to the Financial Industry Regulatory...