Author: The White Law Group
Laidlaw & Company LTD Fined $200,000
Laidlaw & Company Reportedly Sanctioned for Failure to Supervise, other Regulatory Failures According to the Financial Industry...
Gain Elimination Plan (GEP) Fraud Scheme
Investigation of Fraudulent Tax Shelter – Gain Elimination Plan (GEP) The White Law Group is investigating potential claims...
Paul R. McGonigle Pleads Guilty to Defrauding Clients
The White Law Group continues to investigate potential securities claims involving advisor Paul R. McGonigle. Financial advisor Paul R....
Accredited Investor Rule
SEC Plans to Amend the Accredited Investor Definition by Increasing Thresholds The Securities and Exchange Comission‘s accredited...
FINRA Sanctions Fortune Financial for VA Sales
Fortune Financial Allegedly Unsuitably Recommended Variable Annuities According to a Letter of Acceptance Waiver and Consent on...
Algorithm Sciences Inc. – Private Placement Investigation
Investigating Potential Claims: Algorithm Sciences Inc. The White Law Group is investigating potential securities claims involving...