Author: The White Law Group
Claim Filed against Concorde Investment Services
The White Law Group Files another FINRA Claim against Concorde Investment Services The White Law Group announces the filing of a FINRA...
FINRA Rule 4111: Is your Brokerage Firm on the Naughty List?
What is FINRA Rule 4111? FINRA Rule 4111 (Restricted Firm Obligations) focuses on broker-dealer firms with a history of misconduct or...
CS1031 MOB TX V, DST: Securities Investigation
Investor Alert: CS1031 MOB TX V, DST The White Law Group is investigating potential securities claims involving broker dealers who may...
Ex-KBS Realty Advisors Exec Pleads Guilty to $2.7 Million Fraud
KBS Realty Advisors Former Chief Auditor Faked Invoices in Fraud Scheme According to a press release on August 21, 2023, The U.S....
Vincent Pucciarelli Jr. Broker Investigation
FINRA Investigation involved Vincent Pucciarelli and Pre-IPO Private Placements Sales According to public records on FINRA’s website,...
Brokered CDs: Risks vs. Rewards
Brokered CDs: Weighing the Risks and Rewards Certificates of Deposit (CDs) are typically known as a secure way to grow your savings while...