Author: The White Law Group

FINRA SEC Sanctions

CFP Board Imposes Sanctions September 2023 

CFP Board Discloses Sanctions on Certified Financial Planners The Certified Financial Planner Board of Standards, Inc. (CFP Board) is a...

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Blog, FINRA SEC Sanctions

Deutsche Bank Subsidiary DWS to Pay $25 Million  

SEC charges DWS with Anti-Money Laundering Violations and ESG Misstatements   According to a press announcement, the Securities and...

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Blog, Current Investigations

Shopoff Commercial Growth & Income Fund II: Investigation

Shopoff Commercial Growth & Income Fund II: Illiquid Investment The White Law Group is investigating potential claims involving broker...

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Blog, Investment Loss Recovery

W.P. Carey to Ditch Office Portfolio 

W.P. Carey Plans Spin-Off, Selling Off Real Estate Assets  The White Law Group continues to investigate potential securities claims...

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Current Investigations, Investment Loss Recovery

REVA Raleigh Colonnade DST- Investigating Potential Claims 

Securities Investigation: REVA Raleigh Colonnade DST   Are you concerned about your investment in REVA Raleigh Colonnade DST? If so, the...

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Broker Investigations

Dallas Broker Les Jackson Barred by FINRA 

Dallas Broker Les Jackson Barred after Allegations of Selling Away  According to a letter of acceptance, FINRA, the broker regulator,...

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