Author: The White Law Group

Broker Investigations

Ronald Burton Smith, PTS Brokerage, Barred by FINRA 

FINRA Bars Ronald Burton Smith, PTS Brokerage Advisor, from the Securities Industry According to public records, FINRA, the self-regulator...

Read More

Blog

Trident Healthcare Properties I LP, Securities Investigation

Concerned about your investment in the Trident Healthcare Properties I LP? The White Law Group is investigating potential securities claims...

Read More

Blog, Current Investigations, Securities Fraud Articles

Scott Wolfrum, David A. Noyes & Co., SEC Charges

SEC Fines Scott Wolfrum for Conflicts of Interest in Investment Recommendations  The SEC’s Division of Enforcement has reportedly...

Read More

Securities Fraud Articles

Common FINRA Violations

FINRA Rules and Regulations – Common FINRA Violations The Financial Industry Regulatory Authority (FINRA) is a self-regulatory...

Read More

Blog, Investment Loss Recovery

Cove Capital DSTs, 1031 Exchange DST Investments

Concerned about your investment in a Cove Capital 1031 DST? Cove Capital Investments creates 1031 exchange DST investments for accredited...

Read More

Broker Investigations

New Jersey Advisor John Boston Charged with Fraud Scheme 

John Boston Allegedly Embezzled from 90-Year-Old Woman  According to numerous reports, a grand jury has indicted New Jersey financial...

Read More