Author: The White Law Group
Aegis Advisor Keith Curtis Barred by FINRA
FINRA Bars Keith Curtis after Allegations of Conversion of Funds According to public records, on November 16, 2023, FINRA, the...
Broker Robert Silvestri Barred by FINRA
FINRA Bars Robert Silvestri after Allegations of Loan from Customer According to public records, FINRA, the self-regulator that oversees...
Advisor Christopher Turean Pleads Guilty to Embezzlement
Christopher Turean Pleads Guilty to $4.6 Million Embezzlement According to article from Fox59 newson November 21, Christopher Turean,...
Hector Hernandez Barred by FINRA
FINRA Bars Hector Hernandez after Allegations of Outside Business Activities According to public records, FINRA, the self-regulator that...
Laidlaw & Co Sanctioned for Churning Violations
Laidlaw Reps and Firm agree to pay $1 Million for Allegedly Churning Client Accounts According to the SEC on November 20, 2023, the...
Funds of Hedge Funds: Worth the Risk?
Investor alert Concerning Funds of Hedge Funds You’ve probably read or heard of hedge funds in financial magazines or on television...