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Author: The White Law Group

Investment Loss Recovery

Innovation X Holdings QP LLC: Securities Investigation 

Investigating Claims Involving Innovation X Holdings QP (Magic Leap Series I)  Are you concerned about your investment in Innovation X...

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Investment Loss Recovery

Automation Anywhere, Inc.: Securities Investigation 

Investigating Securities Claims: Automation Anywhere, Inc.   Are you concerned about your investment in Automation Anywhere Inc.? If so,...

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Broker Investigations, FINRA SEC Sanctions

Juan Carlos Sosa Barred by FINRA 

Juan Carlos Sosa Allegedly Converted Customer’s Funds According to a letter of acceptance on March 19, 2024, the Financial Industry...

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FINRA SEC Sanctions, Securities Fraud Articles

Principal Securities Lawsuit Alleges Churning 

Principal Securities Facing Claims for Churning Allegations Principal Securities Inc. is facing legal trouble in Minnesota, where a lawsuit...

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Broker Investigations, FINRA SEC Sanctions

Ron Bucher Barred by FINRA 

Ron Bucher, Pinnacle Investments: Customers Allege Unauthorized Trading  According to a letter of acceptance, the Financial Industry...

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Broker Investigations

Matthew Chimento Barred by FINRA 

Matthew Chimento Allegedly Misappropriated Client Funds  According to a letter of acceptance, the Financial Industry Regulatory Authority...

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