Author: The White Law Group

Broker Investigations

Kevin Barrett: Broker Investigation

Securities Regulators Bar John “Kevin” Barrett after Investigation According to public records, on April 21st, 2021, financial advisor...

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Investment Loss Recovery

Emerson Equity Lawsuit involves Four Springs Capital 

The White Law Group Files Arbitration Lawsuit Against Emerson Equity LLC for High-Risk Investment Losses  The White Law Group, a national...

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Blog, FINRA SEC Sanctions

Cambridge Investment Research: Lawsuits, Regulatory Overview

The White Law Group reviews the regulatory history of Cambridge Investment Research Inc.  The White Law Group continues to investigate...

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FINRA SEC Sanctions, Securities Fraud Articles

Ameriprise Financial: Complaints and Regulatory History Overview 

Ameriprise Financial Services Review The White Law Group is reviewing the complaints and regulatory history of Ameriprise Financial...

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Blog

Baker Tilly Capital Lawsuit 

The White Law Group Files Arbitration Lawsuit Against Baker Tilly Capital for High-Risk Investment Losses  The White Law Group, a national...

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Investment Loss Recovery

Cody Keller: Broker Investigation

Securities Regulators Bar Cody Keller after Investigation According to public records on March 19th, 2025, financial advisor Cody Keller...

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