Author: The White Law Group
FINRA Proposes Fee Increase for Member Firms
FINRA Proposes Fee Increase for Member Firms The Financial Industry Regulatory Authority (FINRA), the self- regulator who oversees brokers...
Linda Wimsatt has 10 Customer Complaints
Linda Wimsatt Allegedly Violated Regulation Best Interest According to public records, The Financial Industry Regulatory Authority (FINRA)...
Maria De Los Angeles Leon Allegedly Misappropriated Funds
FINRA Bars Former PNC Advisor Maria De Los Angeles Leon for Allegedly Misappropriating Funds According to public records, The Financial...
Ashlee Godfrey Barred after 7 Customer Complaints
FINRA Bars Former Wells Fargo Advisor Ashlee Godfrey According to public records, The Financial Industry Regulatory Authority (FINRA) has...
Vanguard Settles Class Action Lawsuit for $40 Million
Vanguard Group Agrees to Settle Suit over Target Date Funds Vanguard Group has reportedly agreed to a $40 million settlement to resolve a...