Author: D. Daxton White

Blog

Raymond James fined over Jay Peak investments.

According to reports, Raymond James Financial Inc. has reached a $5.95 million settlement with Vermont’s department of financial...

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Blog, Current Investigations

Investor Alert: Triangle USA Petroleum

Have you suffered losses investing in Triangle USA Petroleum  6.75% 15 July 2022 Bonds? If so, the securities attorneys of The White Law...

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Blog, Current Investigations

Lee Weiss banned by SEC

According to reports, Lee Weiss has been barred from the brokerage and investment advisory industry for his fraudulent scheme involving a...

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Blog, Current Investigations

Update: MainStay Cushing MLP Premier Fund

MainStay Cushing MLP Premier Fund Investment Losses Have you suffered losses investing in MainStay Cushing MLP Premier Fund?   If so,...

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Blog

FINRA files complaint involving Richard William Lunn Martin

The Financial Industry Regulatory Authority Inc. recently filed a complaint against a former broker for telling his clients to invest in...

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Blog

WFG Advisors fined by SEC.

According to reports, WFG Advisors, the registered investment advisory arm of Williams Finance Group, will pay a $100,000 penalty for...

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