Author: D. Daxton White
Top 10 Myths regarding Ponzi Schemes
Myth 1- Ponzi schemes are pyramid-type frauds that involve “robbing Peter to pay Paul,” including those that begin when...
Fraud alert: Investment fraud complaints rising
As reported by Richard Burnett of the Orlando Sentinel, investment fraud is rising in Florida with complaints about suspicious practices...
New Investor Asset Custody Rules Proposed
The SEC approved the issuance of new rules to stregthen the investment advisor custody requirements. In remarks at the open meeting,...
List of Law Directories
Here is a list of law specific directories we have submitted our firm’s details to: Complete Attorney List Directory Law Offices of...
Recent Changes to the FINRA Code of Arbitration
The Securities and Exchange Commission (SEC) has recently approved several amendments to the Financial Industry Regulatory Authority...
Customer Complaints on the Rise?
With branch offices increasing, will customer complaints be on the rise? Despite the downturn in the economy, brokerage firms are...
