Author: D. Daxton White
Fort Lauderdale Securities Fraud Attorney
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago,...
Lorraine Leonie Macko fined and suspended
FINRA recently announced that Lorraine Leonie Macko (formerly of RBC Capital Markets Corporation in Miami , Florida ) has been fined $6,000...
Brokerage Account/ACAT Transfer Process
Understanding the Brokerage Account Transfer Process At times, investors transfer their securities accounts between broker-dealers. The...
West Palm Beach, Florida Securities Fraud Attorney
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago,...
Meeting Street Brokerage of Palm City, Florida expelled
FINRA expelled Meeting Street Brokerage, LLC of Palm City, FL The Financial Industry Regulatory Authority (FINRA) recently announced that...
Cumberland Brokerage Corporation fined and censured by FINRA
FINRA recently announced that Cumberland Brokerage Corporation (a FINRA registered broker-dealer based in Philadelphia, Pennsylvania) has...