Author: D. Daxton White
FINRA Proposes Expansion of Public Broker Information
The Financial Industry Regulatory Authority (FINRA) recently announced that it is seeking authority to significantly expand the amount of...
Dennis Ray Thompson Sr. – FINRA Investigation
FINRA recently announced that Dennis Ray Thompson Sr. has been barred from association with any FINRA member in any capacity. Additionally,...
Atlanta, Georgia Securities Fraud Lawyer
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago,...
Jupiter, Florida Securities Fraud Attorney
The White Law Group handles securities fraud cases throughout the country and Florida, including reviewing and handling securities fraud...
GunnAllen Financial Securities Fraud Alert
On Sept. 28, 2009, the Securities and Exchange Commission (SEC) officially charged former GunnAllen Financial broker Frank Bluestein with...
Michael Lewis Axel barred from FINRA for violations
FINRA recently announced that Michael Lewis Axel, formerly of Tripp & Co., Inc. in New York City , has been barred from association...