Author: D. Daxton White
Reed Theodore Johnson fined and suspended by FINRA
FINRA recently announced that Reed Theodore Johnson, of Cuso Financial Services, L.P., has been fined $7,500 and suspended from association...
Mahesh Pravin Jhala barred from FINRA.
Mahesh Pravin Jhala Barred from Securities FINRA recently announced that Mahesh Pravin Jhala, formerly of Investors Capital Corp. in...
William Edward Herlihy suspended by FINRA
FINRA recently announced that William Edward Herlihy, formerly of Orion Trading LLC, has been censured, fined $30,000 and supended from...
Mark Francis Harper barred from securities industry
FINRA recently announced that Mark Francis Harper, formerly of Bentley-Lawrence Securities, Inc. in Stow, Ohio, has been barred from...
Henry Thomas Goode fined and suspended by FINRA
FINRA recently announced that Henry Thomas Goode, a former registered representative with Wachovia Securities in Indialantic, Florida, has...