Author: D. Daxton White
Recovery of Mutual Fund Investment Losses
If you have suffered investment losses in a mutual fund recommended to you by your financial advisor or stockbroker, The White Law Group...
Recovery of Ponzi Scheme Investment Losses
If you have suffered investment losses in a Ponzi scheme recommended to you by your financial advisor or stockbroker, The White Law Group...
FINRA Fines Firms For Overstating Trade Volume
In 2008, FINRA announced that it has fined 19 broker-dealers a total of $2.8 million for substantially overstating their advertised trade...
Recovery of Hedge Fund Investment Losses
If you have suffered investment losses in a hedge fund recommended to you by your financial advisor or stockbroker, The White Law Group may...
FINRA Fines Goldman Sachs
FINRA recently announced that it has fined Goldman, Sachs & Co. $650,000 for failing to disclose that two of its registered...