Author: D. Daxton White
Morgan Stanley fined by FINRA relating to UIT sales
Morgan Stanley & Co. Incorporated (CRD #8209, New York, New York) recently submitted a Letter of Acceptance, Waiver and Consent in...
Brookstone Securities fined by FINRA
Brookstone Securities, Inc. (CRD #13366, Lakeland, Florida) and David William Locy (CRD #4682865, Registered Principal, Overland Park,...
Callaway Financial Services fined by FINRA
Callaway Financial Services, Inc. (CRD #104003, Arlington, Texas) and Corey Neil Callaway (CRD #1279194, Registered Principal, Arlington,...
National Securities Corporation fined by FINRA
National Securities Corporation (CRD #7569, Seattle, Washington) and Matthew G. Portes (CRD #4995542, Registered Principal, Chicago,...
Update on David Lerner / Apple REIT Investigation
The White Law Group has spent the last few months reviewing documents and information regarding the Apple REIT investments sold by David...