Author: D. Daxton White
Cornerstone REIT, CIP Leveraged Fund Securities Investigation
Have you suffered investment losses in a Cornerstone real estate or CIP Leveraged Fund investment? If so, the following information may be...
Overview of the FINRA Arbitration and Litigation Process
The following is a brief summary of the FINRA Arbitration Process. If you have a dispute with your brokerage firm or financial...
FINRA Proposal for Faster Valuations of Non-traded REITs
According to the investmentnews.com, FINRA “is putting the finishing touches on a rule proposal that would shorten the amount of time...
Fidelity to Repurchase Illiquid Auction Rate Securities
Fidelity Brokerage Services LLC Agrees to Repurchase Illiquid Auction Rate Securities and FINRA Sets Up a Special Arbitration Panel (SAP)...
Former FirstMerit Advisor indicted by federal grand jury and the subject of a FINRA complaint
The cantonrep.com is reporting that Vicki L. Perchinske, a former FirstMerit Bank financial advisor has been indicted by a federal grand...
FINRA and the SEC: “smart tips for spotting retirement scams”
FINRA and the SEC jointly released a document meant to protect investors from “early retirement scams” that play on the desires of many...