Author: D. Daxton White
Institutional Capital Management, Inc. fined by FINRA
Institutional Capital Management, Inc., a FINRA registered broker-dealer based in Houston, Texas, recently submitted a Letter of...
Behringer Harvard Opportunity REIT I Estimated Value Down to $4.12
It is now being reported that the Behringer Harvard Opportunity REIT I has lost 46% of its value since last year (down to $4.12/share from...
List of REITs Available
With the collapse of the real estate market over the last few years it is not surprising that many of the securities fraud cases we see...
Raymond James Acquires Morgan Keegan
It is being reported that Raymond James Financial, Inc. has agreed to acquire Morgan Keegan & Company. According to the reports, the...
SEC Sustains Disciplinary Action Against World Trade Financial Corp.
The Commission sustained FINRA disciplinary action against World Trade Financial Corp., a FINRA member firm, and three associated persons:...
How To Research Your Financial Advisor with BrokerCheck
All financial advisors working for broker-dealers are registered with FINRA (Financial Industry Regulatory Authority). FINRA BrokerCheck...