Author: D. Daxton White
Brokerage Firm Protocol for Broker Recruiting
Broker Protocol In an effort to curb the litigation that occurs when financial advisors move from one broker-dealer to another, in 2004...
Corby Capital Markets, Inc. fined by FINRA
Corby Capital Markets, Inc., a FINRA registered broker-dealer based in Boston, Massachusetts recently submitted a Letter of Acceptance,...
Investigation: Alternative Wealth Strategies’ Promissory Notes
Did you lose money in a promissory note investment sold to you by Alternative Wealth Strategies? If so, The White Law Group may be able...
Institutional Capital Management, Inc. fined by FINRA
Institutional Capital Management, Inc., a FINRA registered broker-dealer based in Houston, Texas, recently submitted a Letter of...
Behringer Harvard Opportunity REIT I Estimated Value Down to $4.12
It is now being reported that the Behringer Harvard Opportunity REIT I has lost 46% of its value since last year (down to $4.12/share from...