Author: D. Daxton White
Recovery of UIT and Floating Rate Loan Fund Losses
The White Law Group is investigating Chase Investment Services Corporation’s sales practices involving unit investment trusts (UITs) and...
Recovery of Behringer Harvard Losses
Have you received lowball offers for your Behringer Harvard Short-Term Opporunity Fund I or Behringer Harvard REIT I investment? Are you...
Park Avenue Securities LLC fined by FINRA over ponzi scheme.
As a result of a FINRA investigation, Park Avenue Securities LLC was recently censured and fined $175,000. Without admitting or denying the...
Morgan Stanley & Co. LLC fined by FINRA over municipal bond
Morgan Stanley & Co. LLC (CRD #8209, New York, New York) recently submitted a Letter of Acceptance, Waiver and Consent in which the...
MML Investors Services, LLC fined by FINRA
MML Investors Services, LLC recently submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured, fined $300,000...
FINRA Fines Credit Suisse Securities for Alternative Investments
Have you suffered losses in an alternative investment, hedge fund, or fund of funds sold to you by Credit Suisse Securities or Credit...