Author: D. Daxton White
Financial Advisor Magazine Survey Of RIAs
In terms of function and practice, registered investment advisory firms (RIAs) are similar to brokerage firms. One of the primary...
Inland Western REIT changes Name
Inland Western Retail Real Estate Trust, Inc. (Inland Western REIT) announced that it has changed its name to Retail Properties of America,...
Citi International fined over Corporate and Agency Bond Transactions
FINRA recently announced that it has fined Citi International Financial Services LLC, a subsidiary of Citigroup, Inc., $600,000 and ordered...
Recovery of 1031 Express TIC Losses
Have you suffered investment losses in a 1031 Express tenant in common investment? If so, The White Law Group may be able to help you...
Fiduciary Duties of Broker Dealers & Investment Advisers
Dodd-Frank Wall Street Reform and Consumer Protection Act In the wake of the 2008 financial crisis, the Dodd-Frank Wall Street Reform and...
Promissory Note Fraud / Scams On The Rise
According to recent SEC enforcement actions, promissory note schemes have increased substantially in recent years. This is likely due to...