Author: D. Daxton White
David Lerner fined over municipal bond and CMO transactions.
A Financial Industry Regulatory Authority Inc. hearing panel recently ordered David Lerner to pay more than $3.7 million in fines and...
Recovery of BIG Income & Opportunity Fund Investment Losses
Have you suffered investment losses in the BIG Income and Opportunity Fund? If so, The White Law Group may be able to help you recover...
State Street Corp. fined over CDO Role
According to reports, the Massachusetts Secretary of State has fined a unit of State Street Corp. $5 million for its role in a...
Recovery of Harrisburg Municipal Bond Losses
Have you suffered investment losses in a Harrisburg, Pennsylvania municipal bond? If so, The White Law Group may be able to help you...
SEC Issues Alert on Municipal Securities
The Securities and Exchange Commission recently issued a Risk Alert on compliance measures to help broker-dealers fulfill their...
Brian Keith Miller Indicted on Ponzi Scheme Charges
According to reports, Brian Keith Miller, a former securities broker and financial adviser, has been indicted on federal charges in...