Author: D. Daxton White
FINRA fines UBS $250,000 for Overcharging Mutual-fund Customers
According to the Financial Industry Regulatory Authority (FINRA) a unit of UBS Group AG will pay a $250,000 fine to settle charges that...
Investor Alert: Nicholas M. Mitsakos and Matrix Capital Markets
Have you suffered losses investing with Nicholas M. Mitsakos and Matrix Capital Markets? If so, the securities attorneys at The White...
SEC Charges Former Philadelphia Eagle with $10 Million Fraud
On August 10th, the SEC charged Merrill Robertson Jr., a former NFL player for the Philadelphia Eagles, with defrauding investors,...