Author: D. Daxton White
Recovery of PIMCO Extended Duration Fund Investment Losses
Securities Investigation: PIMCO Extended Duration Fund Have you suffered losses in Pimco Extended Duration Fund? If so, the securities...
FINRA fines Wells Fargo and Merrill Lynch over floating-rate bank loan fund sales
The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined two firms a total of $2.15 million and ordered the...
Recovery of Mariner Access and Mariner 2X Access Investment Losses
The White Law Group is investigating the sale of Mariner Access and Mariner 2X Access hedge funds by Merrill Lynch brokers. Specifically,...
Commonwealth Income & Growth Fund Investment Losses
Investigating Potential Claims – Commonwealth Income & Growth Fund The White Law Group continues to investigate the sale of...
Investigation of Blake Richards Investment Losses
Have you suffered losses as a result of investing with former LPL financial adviser and broker, Blake Richards? If so, the securities...
vFinance Investments Sanctioned by FINRA
According to The Southern Florida Business Journal, a Boca Raton brokerage firm, vFinance Investments Inc., was fined $65,000 by the...