Author: D. Daxton White

Blog, Securities Fraud Articles

FINRA Fines LPL Financial LLC $950,000 for Supervisory Failures

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined LPL Financial LLC $950,000 for supervisory...

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Blog, Securities Fraud Articles

Pennsylvania financial advisor barred from securities industry.

FINRA recently announced that it has barred Jeremy Gerald Tintle (CRD #2817173, Hawley, Pennsylvania) from association with any FINRA...

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Blog, Securities Fraud Articles

Chicago advisor Daniel Glick barred from securities industry

FINRA recently announced that it has barred Daniel Howard Glick (CRD #2175655, Chicago, Illinois) from association with any FINRA member in...

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Blog, Securities Fraud Articles

Arizona Broker Accused of Fraudulent Conduct

Have you incurred investment losses as a result of your dealings with Timothy Damien Moran? If so, The White Law Group may be able to help...

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Blog, Securities Fraud Articles

Securities Fraud Investigation Involving Jeffrey Dean Schrader

Have you suffered losses as a result of investments purchased through former broker Jeffrey Dean Schrader? If so, The White Law Group may...

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Blog, Securities Fraud Articles

KBS REIT II Liquidity Event

KBS REIT II Investment Losses According to Investment News, investors in KBS REIT II should be on the lookout for a one time dividend...

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