D. Daxton White, Author at The White Law Group

June 18, 2014

According to a FINRA Disciplinary Action disclosure, William Lewis Tatro IV (CRD #808176, Newark, New York) recently was barred from...

Read More →

June 18, 2014

According to a FINRA Disciplinary Action disclosure, Michael Thomas Lombardo (CRD #4091665, Stamford, Connecticut) recently submitted a...

Read More →

June 18, 2014

According to a FINRA Disciplinary Action disclosure, Jason O’Neal Lampier (CRD #5343593, Murphy, Texas) recently submitted an Offer of...

Read More →

June 18, 2014

According to a FINRA Disciplinary Action disclosure, Eduardo Guillermo Diaz (CRD #1621873, Ocean Springs, Mississippi) recently submitted...

Read More →

June 18, 2014

According to a FINRA Disciplinary Action disclosure, Christopher Somes Babcock (CRD #5004907, Wayne, Pennsylvania) recently submitted a...

Read More →

June 18, 2014

The Financial Industry Regulatory Authority (FINRA) recently announced it has censured and fined Barclays Capital Inc.; Goldman, Sachs...

Read More →

Author: D. Daxton White