Author: D. Daxton White

FINRA SEC Sanctions, Securities Fraud Articles

Janney Montgomery Scott: Regulatory History and Sales Practices

The White Law Group reviews the regulatory history of Janney Montgomery Scott. Established in 1832, Janney Montgomery Scott is a...

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Blog, Securities Fraud Articles

Activity Letter from my Brokerage Firm: What does it mean?

Why did my Brokerage Firm send me this letter? If you have ever received a letter from your brokerage firm regarding the trading, or...

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Blog, Current Investigations, Securities Fraud Articles

NorthStar Healthcare Income Inc. Liquidation

NorthStar Healthcare Income Tender Offer: $1.01 Per Share  Have you suffered investment losses in NorthStar Healthcare REIT? If so, The...

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Blog, Investment Loss Recovery

JLL Income Property Trust: Investigating Claims 

Securities Investigation – JLL Income Property Trust    Are you concerned about your investment in JLL Income Property Trust? If so,...

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Blog, Securities Fraud Articles

How to File a Complaint against your Broker

If you have a Dispute with your Broker Whether you realized it at the time or not, when you established your brokerage account, you likely...

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