Author: The White Law Group

Broker Investigations

Sharif Azmi Sharif, LPL, Investor Loss Investigation

Illinois Sanctions Former LPL Financial Broker Sharif Azmi Sharif Over Private Crypto Investments The White Law Group is investigating...

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Current Investigations

Canaccord Genuity Wealth Management – Regulatory History & Investigation

Canaccord Genuity Wealth Management (USA) – Regulatory History & Private Placement Investigation The White Law Group is investigating...

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Current Investigations

Bluerock Total Income+ Real Estate Fund: Lawsuit Investigation *Updated*

Investigating Claims involving Bluerock Total Income+ Real Estate Fund Have you suffered investment losses in the Bluerock Total Income+...

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Current Investigations

DAI Securities: Regulatory History Overview

DAI Securities Review: Regulatory Sanctions and Broker Misconduct DAI Securities, LLC (CRD#: 36673) is a brokerage firm headquartered in...

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FINRA SEC Sanctions

D.H. Hill Securities: Broker Misconduct, Regulatory Review

D.H. Hill Securities: Complaints, Broker Misconduct & Investor Lawsuits D.H. Hill Securities, LLLP (CRD#: 41528), headquartered in...

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Current Investigations

Thrivent Investment Management: Complaints, Regulatory Review

Thrivent Investment Management: Lawsuits, Complaints, and Regulatory Actions The White Law Group reviews the regulatory history including...

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