Author: admin
Hoopoe Capital Markets: Private Placement Investigation
FINRA Fines Hoopoe Capital Markets $20,000 for Private Placement Filing Violations The Financial Industry Regulatory Authority (FINRA) has...
Equitable Advisors and Aegis Capital: Investor Lawsuit
The White Law Group Files FINRA Arbitration Claim Against Equitable Advisors and Aegis Capital Chicago, IL – October 6, 2025 – The...
David Lerner Associates, Inc.: Investor Lawsuit
The White Law Group Files FINRA Claim Against David Lerner Associates, Inc. Involving Energy Resources 12 LP October 6, 2025 — Stamford,...
Sean T. Sullivan: Broker Investigation and Customer Complaints
Sean T. Sullivan: Broker Investigation and Customer Complaints The White Law Group is investigating potential securities claims involving...
Donald Spivey Barred by FINRA – Investor Lawsuit Options
Broker Barred: FINRA Permanently Bars Former Broker Donald Spivey The Financial Industry Regulatory Authority (FINRA) has permanently...
Moody ELM AL North Austin DST: Investor Risk Investigation
Moody ELM AL North Austin DST – Investor Risk Investigation The White Law Group is investigating potential securities claims...