AGM Capital Fund III LLC – Investment Losses
Are you concerned about investment losses in AGM Capital Fund III LLC?
The White Law Group is investigating potential securities claims involving AGM Capital Fund III LLC, a Delaware-based private placement offering that filed a Form D with the SEC in January 2020.
According to the filing, AGM Capital Fund III LLC is structured as a limited liability company and was formed in 2019. The company lists its principal place of business in Massapequa, New York, and is reportedly offering debt securities under Rule 506(b) of Regulation D, which exempts certain private placements from SEC registration.
The total offering amount was listed as $10,000,000, with a minimum investment of $25,000. The company does not appear to have used any brokers or finders for the offering, and it has declined to disclose its revenue or asset size.
The fund is categorized as both a pooled investment fund and a private equity fund, though it is not registered as an investment company under the Investment Company Act of 1940.
The Risks of Private Placement Investments
Private placements like this one are often sold by brokerage firms to high-net-worth retail investors. These investments can carry high risks, including lack of liquidity, lack of transparency, and high commissions paid to financial professionals.
Because these offerings are exempt from SEC registration, they provide less regulatory oversight and fewer investor protections than publicly traded securities. They may also be unsuitable for conservative or income-seeking investors.
Broker Responsibility & FINRA Arbitration
Broker-dealers who sell private placements have a duty to conduct adequate due diligence and ensure that the investments they recommend are suitable for each investor’s objectives and risk tolerance.
If your broker or investment advisor recommended an unsuitable investment or failed to disclose the risks, you may have grounds to file a FINRA arbitration claim to recover your losses.
The White Law Group has handled more than a thousand FINRA arbitration claims on behalf of investors involving improper sales of private placements, including private equity and debt funds.
Free Consultation
If you are concerned about your investment please call the securities attorneys at The White Law Group at 888-637-5510 for a free consultation.
For more information on the firm’s investigation and securities fraud claims, visit www.whitesecuritieslaw.com.
FAQs – AGM Capital Fund III
1. What is AGM Capital Fund III LLC?
It is a Delaware-based limited liability company formed in 2019, offering debt securities through a private placement exempt from SEC registration under Rule 506(b).
2. Can I recover losses from investing in AGM Capital Fund III LLC?
If your broker or financial advisor improperly recommended this investment or failed to adequately disclose its risks, you may be able to recover your losses through FINRA arbitration.
3. How do I know if my investment was unsuitable?
Unsuitability is often determined by comparing the risk level of the investment with your financial profile, goals, and investment experience. A qualified securities attorney can help you evaluate your claim.
Last modified: July 25, 2025
