Investigating Claims Involving Newtown Road Investments, L.P.
The White Law Group is investigating potential claims involving Newtown Road Investments, L.P., a Delaware limited partnership formed in 2022, which filed a Form D with the Securities and Exchange Commission (SEC) to raise capital through a private placement offering.
According to the SEC filing, Newtown Road Investments, L.P. is based in Rome, Georgia, and reported an offering amount of $11,593,400, of which more than $11.4 million has already been sold to 102 investors. The securities were sold under Rule 506(b) of Regulation D, which allows companies to sell securities without registering them with the SEC, provided certain conditions are met.
The filing notes that multiple broker-dealers were involved in the sales of these securities, including Dempsey Lord Smith, LLC, Capulent LLC, and Encompass Financial Group, Inc. The commission costs were estimated at more than $1 million, and approximately $1.25 million of proceeds are estimated to be paid to executives or promoters of the investment.
Risks of Investing in Private Placements like Newtown Road Investments, L.P.
Private placement offerings such as Newtown Road Investments, L.P. are often marketed to investors as opportunities for growth in alternative assets, including real estate. However, these investments are typically illiquid and high-risk, meaning that investors may have limited options if they need to sell.
Some of the most common risks include:
- Lack of liquidity – Investors may be unable to sell their shares for years, if at all.
- High commissions – Broker-dealers may receive significant commissions, creating potential conflicts of interest.
- Lack of transparency – Unlike publicly traded securities, private placements do not require the same level of financial reporting.
- Risk of loss – These investments may fail to perform as expected, leading to substantial losses.
Potential Lawsuits and Investor Recovery Options
If your financial advisor or broker recommended an unsuitable investment in Newtown Road Investments, L.P., you may have legal options. Brokerage firms are required to perform adequate due diligence before recommending investments and must ensure that investments are suitable for their clients given their age, financial situation, investment experience, and risk tolerance.
When firms fail to uphold these duties, they may be liable for investment losses through FINRA arbitration claims.
The White Law Group has handled claims involving a wide variety of private placements and real estate limited partnerships and continues to investigate sales practices surrounding Newtown Road Investments, L.P.
Free Consultation
If you suffered losses investing in Newtown Road Investments, L.P., please call The White Law Group at 888-637-5510 for a free consultation with a securities attorney. We represent investors nationwide in claims against brokerage firms to recover investment losses.
FAQs about Newtown Road Investments, L.P.
What is Newtown Road Investments, L.P.?
It is a Delaware limited partnership formed in 2022 that filed a Form D with the SEC to raise approximately $11.6 million in a private placement offering.
Is Newtown Road Investments, L.P. a safe investment?
Private placements such as this are considered high-risk and speculative. They are generally not suitable for conservative investors.
Can I recover losses if I invested in this offering?
Possibly. If your financial advisor misrepresented the risks or failed to conduct due diligence, you may be able to pursue recovery of your losses through a FINRA arbitration claim.
Why would a broker recommend this investment?
Brokers may be incentivized by high commission payouts, which in this case were estimated at over $1 million.
If you have questions about your investment in Newtown Road Investments, L.P., contact The White Law Group today.
Last modified: September 17, 2025
