Investigating Claims – Jason Hawke, D.H. Hill Securities
The White Law Group is investigating potential securities claims involving Jason Steven Hawke (CRD#: 4177415), a financial advisor most recently registered with D.H. Hill Securities, LLLP (CRD#: 41528) in Meridian, Idaho. According to FINRA BrokerCheck, Hawke has 23 years of experience in the securities industry and has been affiliated with seven different firms over his career, including National Securities Corporation, J.P. Turner & Company, and LPL Financial. His record discloses 14 events, including multiple customer disputes, regulatory actions, and employment terminations.
Customer Complaints Against Jason Hawke
FINRA BrokerCheck discloses numerous customer disputes involving Hawke:
- July 2025 – Closed-No Action
Allegations: Unsuitable recommendation of a fee simple investment in December 2022.
Damages requested: $200,000. - March 2020 – Settled Dispute
Allegations: Suitability.
Settlement: $45,000 (damages requested $100,000). - June 2014 – Settled Dispute
Allegations: Misrepresentation, unsuitability, negligence, fraud, and breach of fiduciary duty.
Settlement: $17,500 (damages requested $50,000). - December 2012 – Settled Dispute
Allegations: Unsuitability tied to Inland Western REIT purchase.
Settlement: $2,000 (damages requested $60,000). - June 2011 – Settled Dispute
Allegations: Unsuitable investments, breach of fiduciary duty, fraud, and securities law violations.
Settlement: $25,000 (damages requested $100,000). - March 2010 – Settled Dispute
Allegations: Negligence, unsuitability, misrepresentation, and failure to perform due diligence.
Settlement: $50,000 (damages requested $300,000).
Regulatory Actions and Terminations
- August 2025 – Termination from D.H. Hill Securities
Allegations: Deliberately falsified a client’s address on account documents to process an investment while not registered in the client’s state. - April 2019 – Idaho Department of Finance
Allegations: Participated in private securities transactions without providing notice to National Securities.
Sanctions: $10,000 fine, 30-day suspension, cease-and-desist order, and independent compliance monitoring for five years. - March 2019 – Termination from National Securities Corporation
Allegations: Failed to notify firm before engaging in private securities transactions. - July 2011 – Permitted to Resign from J.P. Turner & Company
Allegations: Violations of firm policy and industry rules related to commissions and private securities transactions.
Risks of Alternative Investments
The disputes and regulatory history suggest that some of the investments recommended by Hawke involved private placements and alternative products such as REITs. These investments can carry significant risks, including:
- Illiquidity – Difficult to sell before maturity.
- High Commissions – Brokers may receive large fees.
- Complexity – Often hard for retail investors to understand.
- Suitability Concerns – Frequently risky for retirees and conservative investors.
When brokers fail to properly disclose risks or recommend these investments inappropriately, investors may have legal claims for recovery.
Recovery Options for Investors
Investors who suffered losses with Jason Hawke may be able to pursue claims through FINRA arbitration against his former brokerage firms. Broker-dealers have a duty to supervise their representatives and ensure that recommendations are suitable based on each client’s investment objectives and risk tolerance.
FINRA Arbitration vs. Class Action
While some investors may consider joining a class action, most cases against brokers and firms are pursued individually through FINRA arbitration. This process is generally faster, private, and tailored to each investor’s losses.
Free Consultation with a Securities Attorney
If you invested with Jason Hawke and have concerns about your accounts or potential losses, the securities attorneys at The White Law Group may be able to help. We represent investors nationwide in claims against brokers and brokerage firms.
For a free consultation with a securities fraud attorney, please call (888) 637-5510 or visit us online at www.whitesecuritieslaw.com.
Securities Fraud Attorneys | The White Law Group | Securities Arbitration Attorney | FINRA Attorneys
Securities fraud attorneys at The White Law Group are ready to help protect hard-working investors facing potential securities fraud. Get a free consultation.
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Frequently Asked Questions – Jason Hawke
What is FINRA arbitration?
FINRA arbitration is a dispute resolution process where investors can pursue claims against brokers and brokerage firms outside of court.
What should I do if my broker sold me unsuitable investments?
You should review your investment portfolio, document your losses, and consult with an attorney experienced in securities arbitration.
Can I recover my losses if my claim is successful?
Yes. If your arbitration claim is successful, you may recover damages, which could include your investment losses, interest, and sometimes legal fees.
