Applied UV Inc. Lawsuit – Investor Investigation into AUVIQ Investment Losses
The White Law Group is investigating potential securities fraud lawsuits involving Applied UV Inc. (AUVIQ), following the company’s recent bankruptcy filing and substantial losses for retail investors.
About Applied UV Inc. (AUVIQ)
Applied UV Inc. is a technology company that develops and markets air purification, surface disinfection, and infection control products. The company also has a hospitality division, providing custom mirrors and furnishings.
Although Applied UV initially attracted investors during the COVID-19 pandemic with its sanitation-focused technology, the company has struggled with escalating liabilities and net losses in recent years.
AUVIQ Stock Performance & Bankruptcy
On May 24, 2024, Applied UV Inc. (ticker symbol: AUVIQ) filed for Chapter 11 bankruptcy protection in the U.S. Bankruptcy Court for the Southern District of New York. The company reported net losses of $14.82 million in 2023, despite doubling its revenue that year.
Shares of Applied UV Inc. have dropped precipitously. As of June 2025, AUVIQ is trading at just $0.0001 per share, with a market capitalization under $500,000.
Did Your Broker Recommend AUVIQ?
The White Law Group is investigating whether brokerage firms and financial advisors may have improperly recommended speculative investments in AUVIQ stock to retail clients.
Financial professionals have a duty to recommend investments that are suitable based on an investor’s age, risk tolerance, financial goals, and overall portfolio. If your advisor overconcentrated your account in high-risk microcap stocks like Applied UV—or failed to fully disclose the risks involved—you may be able to recover your losses.
How to Recover Investment Losses in AUVIQ
If your broker or financial advisor recommended Applied UV Inc. without proper due diligence or full disclosure, you may be able to file a FINRA arbitration claim to recover your investment losses.
The White Law Group has recovered millions of dollars on behalf of investors through FINRA arbitration, often involving speculative stocks and misrepresentations by financial advisors.
Free Consultation with a Securities Attorney
If you have suffered losses investing in Applied UV Inc. (AUVIQ), contact the securities attorneys at The White Law Group at 888-637-5510 for a free consultation. We represent investors nationwide in claims against broker-dealers for securities fraud and other violations.
For more information, visit www.whitesecuritieslaw.com.
Frequently Asked Questions (FAQs)
1. Can I sue my broker for losses in Applied UV Inc. (AUVIQ)?
Possibly. If your broker recommended AUVIQ without disclosing the speculative nature of the investment or if it was unsuitable based on your profile, you may be eligible to file a FINRA arbitration claim.2. What is FINRA arbitration?
FINRA arbitration is a legal process used to resolve disputes between investors and brokerage firms. It is typically faster and more cost-effective than traditional litigation and is the primary forum for recovering investment losses due to broker misconduct.3. How do I know if I was misled about AUVIQ?
If your advisor failed to disclose the risks of investing in a penny stock like AUVIQ, concentrated your portfolio in speculative securities, or misrepresented the company’s financial health, you may have grounds for a claim.
Applied UV Inc. Lawsuits for Investment Losses
