Written by The White Law Group• June 2, 2022• 6:10 pm• Blog, Current Investigations

Sovereign Value-Add & Income Strategy Fund I: Investigation

Investigating Claims involving Sovereign Value-Add & Income Strategy Fund I LLC, featured by top securities fraud attorneys, the White Law Group

Securities Investigation: Sovereign Value-Add & Income Strategy Fund I LLC

The White Law Group is investigating potential claims involving broker dealers who may have improperly recommended Sovereign Value-Add & Income Strategy Fund I LLC to investors.

Sovereign Value-Add & Income Strategy Fund I LLC, a commercial real estate fund, filed a Form D to raise capital from investors in 2019. The total offering amount sold was purportedly $30,533,039. Sales Commissions and fees were estimated at more than 6% of the total offering amount.

The White Law Group is investigating potential claims involving brokerage firms who may have improperly recommended high-risk private placements to investors. Investments such as these are typically sold by brokerage firms in exchange for a large up-front commission.

High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%. The problem with private placement investments is that they typically involve a high degree of risk. They are also often sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds.

Broker dealers are required to perform adequate due diligence on any investment they recommend. They must ensure that all recommendations are suitable for the investor. Firms that fail to do so, may be held responsible for any losses in a FINRA arbitration claim.

Recovery of Investment Losses through FINRA Arbitration

If you have concerns regarding your investment in Sovereign Value-Add & Income Strategy Fund I LLC and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington.

To learn more about our claims involving high-risk private placement investments, please see:

Concord Investment Services Lawsuit filed involving High-Risk Alternative Investments