Securities Investigation: SRI 5051 SLV LLC

SRI 5051 SLV LLC Investors may have Claims 

The White Law Group is investigating potential securities claims involving broker dealers who may have unsuitably recommended SRI 5051 SLV LLC to investors. You may be able to recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.

According to a Form D filed with the Securities and Exchange Commission, SRI 5051 SLV LLC, a real estate fund, is a limited liability company organized in 2020. According to the filing, the total offering amount sold was purportedly $2,000,000.

Limited liability companies, like SRI 5051 SLV LLC, generally involve a much greater degree of risk compared to traditional investments, such as stocks, bonds or mutual funds. Interests in limited liability companies (LLC) are often sold as unregistered securities and lack the same regulatory oversight as more traditional investment products.

Unfortunately, some brokers may have downplayed the risks associated with alternative investments and misled investors into thinking that they are “safe” investment products. The high sales commission brokers earn for selling interests in limited liability companies may have provided some brokers with enough incentive to push the product to unsuspecting investors.

Broker dealers that sell alternative investments are required to perform adequate due diligence on all investment recommendations to ensure that each investment is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience.

If a broker makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment, they may be liable for investment losses.

Potential Lawsuits to Recover Financial Losses

To determine whether you may be able to recover investment losses incurred as a result of your purchase of SRI 5051 SLV LLC, please contact The White Law Group at 1-888-637-5510 for a free consultation. 

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. For more information on the firm, visit www.WhiteSecuritiesLaw.com.