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Tag: Chicago

Blog, Securities Fraud

FINRA Investigates Long Island brokerage firm David Lerner & Associates

According to the New York Post, in May 2010, FINRA accused Long Island brokerage firm David Lerner Associates and its head trader, William...

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Blog, Securities Fraud

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Municipal Arbitrage Fund Securities Investigation

The White Law Group is investigating potential claims on behalf of investors who invested in the following municipal arbitrage funds: 1861...

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Blog, Securities Fraud

Local California Counsel for FINRA Arbitrations

Local California Counsel for FINRA Arbitrations The White Law Group often serves as local counsel throughout California for out-of-state...

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Blog, Securities Fraud

Former Smith Barney Financial Advisor Sanjeev Jayant Kumar Shah Pleads Guilty To Securities Fraud

A former Smith Barney financial adviser in New York has plead guilty to attempting to defraud a client of more than $3 million. According...

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Blog, Securities Fraud

APS Financial Corporation Expelled By FINRA

Financial Industry Regulatory Authority (FINRA) recently announced that it has expelled APS Financial Corporation, located in Austin,...

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Blog, Securities Fraud

Auction Rate Securities Fraud Investigation

The White Law Group is currently investigating securities fraud claims against New York based broker?dealer E-Trade Securities, LLC...

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