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Tag: Chicago

Blog, Securities Fraud Articles

May 24, 2010

Howe Barnes Hoefer & Arnett, Inc. fined by FINRA

FINRA recently announced that Howe Barnes Hoefer & Arnett, Inc., a registered broker-dealer based in Chicago, Illinois, has been...

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Blog, Securities Fraud Articles

March 21, 2010

Investigation of Chicago Investment Group, LLC

The White Law Group is currently investigating whether Chicago Investment Group financial advisors, including but not limited to, Howard...

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Blog, Securities Fraud Articles

September 16, 2009

Horace Grant wins award against Morgan Keegan

As reported in the Chicago Tribune, former Chicago Bull Horace Grant won a $1.46 million arbitration award against Morgan Keegan & Co....

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Blog, Securities Fraud Articles

August 22, 2009

Terrence Thomas Alexander barred from FINRA

According to FINRA, Terrence Thomas Alexander was recently barred from FINRA and from associating with any FINRA member firm. The sanction...

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