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Tag: Chicago

Blog, Securities Fraud Articles

Local California Counsel for FINRA Arbitrations

Local California Counsel for FINRA Arbitrations The White Law Group often serves as local counsel throughout California for out-of-state...

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Blog, Securities Fraud Articles

Sanjeev Jayant Kumar Shah Pleads Guilty To Securities Fraud

A former Smith Barney financial adviser in New York has plead guilty to attempting to defraud a client of more than $3 million. According...

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Blog, Securities Fraud Articles

APS Financial Corporation Expelled By FINRA

Financial Industry Regulatory Authority (FINRA) recently announced that it has expelled APS Financial Corporation, located in Austin,...

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Blog, Securities Fraud Articles

E-Trade Auction Rate Securities Fraud Investigation

The White Law Group is currently investigating securities fraud claims against New York based brokerdealer E-Trade Securities, LLC ...

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Blog, Securities Fraud Articles

Securities Fraud Investigation Involving UBS' PACE Program

The White Law Group is investigating the appropriateness of UBS’ PACE program for certain investors.  UBS’ PACE (Personalized Asset...

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Blog, Securities Fraud Articles

Investigation Into Kenneth McLeod Alleged Ponzi Scheme

The White Law Group is investigating potential claims involving the alleged Ponzi scheme perpetrated by Kenneth McLeod.  Specifically, the...

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