Tag: broker investigation
Dennis Haywood II Allegedly made Unsuitable Investments
Dennis Haywood Ex-Crown Capital Broker Reportedly has 10 Customer Complaints According to his FINRA BrokerCheck report, former broker...
Tyler Rigsbee, Wells Fargo Broker, Sentenced for Fraud Scheme
Ex-Wells Fargo Broker Tyler Rigsbee Allegedly Stole from Elderly Clients According to a press release on May 1, 2023, financial advisor...
Patrick Thayer Barred by Securities Regulator
FINRA Bars Patrick Thayer after Allegations of Misappropriating Clients Funds Update August 10, 2023: Financial advisor Patrick Thayer...
Paul R. McGonigle Pleads Guilty to Defrauding Clients
The White Law Group continues to investigate potential securities claims involving advisor Paul R. McGonigle. Financial advisor Paul R....
Paul McGonigle Charged with Defrauding Clients
Advisor Paul McGonigle Reportedly Arrested after Allegations of Wire Fraud, Mail Fraud & Identity Theft According to a press...
Jeffrey Fladell, RBC Capital Markets, Suspended from Securities Industry
Jeffrey Fladell Reportedly Suspended for Allegations of Unsuitable Recommendations involving 100 year old Customer According to the...