Tag: broker investigation
Furman Alexander Ford Fraud Investigation
Alex Ford, Former NYLife Securities Rep Charged with Fraud Have you suffered losses investing with Alex Ford and NYLife Securities in...
Oscar Francis, MML Investors, Fraud Losses
Broker Oscar Francis Sentenced to 41 months in Prison. Have you suffered investment losses with Oscar Francis in Fort Lauderdale, FL? If...
Former Advisor Ralph Savoie Charged with Defrauding Clients
FINRA Barred Ralph Savoie from the Securities Industry in 2015 Former financial advisor Ralph Savoie was charged December 22 with one...
Scott Sibley Barred from Securities Industry
Former Boca Raton Broker Barred from Securities Industry According to FINRA, Scott A. Sibley has been permanently barred from the...
Gerald Cocuzzo Pleads Guilty to Securities Fraud
According to a Justice Department Release, Gerald Cocuzzo pleaded guilty to securities fraud for his role in a $131 million market...
Aldo Comuzzi barred from securities industry
Investor Alert: Aldo Comuzzi is Permanently Barred According to a recent FINRA announcement, Aldo Comuzzi (CRD #4333010, Boca Raton,...
