Tag: broker investigation
Alexandria Bovee, Edward Jones, Barred by FINRA
FINRA Investigates Alexandria Bovee’s involvement in Alleged Ponzi Scheme A former Edward Jones broker in Sumter, South Carolina,...
Fernando Corcuchia, NYLife, Barred by FINRA
FINRA Bars NYLife Broker Fernando Corcuchia after Allegations According to public records, on April 12, 2024, FINRA, the...
Caz Craffy Pleads Guilty to Defrauding Gold Star Families
Financial Advisor and Army Major Caz Craffy Reportedly Pleads Guilty to Defrauding Families Caz Craffy, a U.S. Army financial counselor,...
William Berg Allegedly Swindled Investors out of $1.5 Million
FBI’s “Most Wanted” William Berg Arrested for Defrauding Investors Former Iowa financial advisor William Jack Berg, who was...
Joseph “Michael” Todd Allegedly Defrauded Customers
Former Florida Broker Joseph Michael Todd Arrested after SEC Charges for Defrauding Vulnerable Investors The White Law Group is...
Paul Trimber Barred by FINRA
Paul Trimber, Wells Fargo Advisor, Allegedly Converted Senior Customer’s Funds According to public records, FINRA, the broker-dealer...
