Helping Rockford Investors Recover Losses Caused by Broker Misconduct
Have you suffered investment losses because of broker negligence or securities fraud in Rockford, Illinois? You may be entitled to recover your losses through a FINRA arbitration claim. The Rockford, Illinois securities fraud attorneys at The White Law Group have extensive experience helping investors pursue recovery from brokerage firms and financial advisors.
Experienced Rockford Securities Fraud Lawyers
The White Law Group, LLC is a national securities fraud and investor protection law firm with offices in Chicago, Illinois, and Seattle, Washington. Our securities attorneys represent Rockford investors in claims involving financial advisor misconduct, unsuitable investment recommendations, and violations of state and federal securities laws.
Since 2010, our firm has handled over 800 FINRA arbitration cases nationwide and recovered millions of dollars for investors. Whether you invested through a large wirehouse or a small independent brokerage firm in Rockford, we may be able to help.
Types of Securities Fraud Cases We Handle
Our Rockford securities fraud attorneys represent investors in claims involving:
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Stockbroker misconduct or negligence
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Unsuitable or high-risk investment recommendations
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Churning (excessive trading for commissions)
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Unauthorized trading
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Failure to supervise brokers
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Selling away and unapproved private investments
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Misrepresentation or omission of material facts
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Ponzi schemes and affinity fraud
If your Rockford financial advisor recommended inappropriate investments such as non-traded REITs, private placements, or structured notes, you may have a claim to recover your investment losses.
Understanding Securities Fraud in Rockford, Illinois
In Illinois, securities transactions are governed by the Illinois Securities Law of 1953, along with federal laws enforced by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Financial advisors and broker-dealers who sell securities in Rockford must be properly licensed with the Illinois Securities Department. When an advisor fails to disclose important risks, misrepresents an investment, or recommends unsuitable products, investors can pursue claims through FINRA arbitration.
What Is FINRA Arbitration?
Most disputes between investors and their brokerage firms must be resolved through FINRA Dispute Resolution, rather than in court. FINRA arbitration is a specialized process that allows investors to recover losses caused by financial advisor misconduct.
Our Rockford Illinois securities attorneys handle the entire process — from case investigation and filing to settlement negotiations and hearings.
Why Choose The White Law Group?
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Nationally recognized securities fraud law firm
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Offices in Chicago and Seattle serving investors nationwide
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Over 30 years of experience focused exclusively on investor protection
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Contingency fee representation – we only get paid if we recover money for you
We are fully licensed to represent investors throughout Illinois, including Rockford, Belvidere, Freeport, and the greater Winnebago County area.
Free Consultation with a Rockford Securities Fraud Attorney
If you or someone you know has suffered investment losses due to broker misconduct or securities fraud in Rockford, Illinois, contact The White Law Group for a free, confidential case evaluation.
Call 888-637-5510
Visit www.whitesecuritieslaw.com
