Investor Lawsuit Investigation – Tiffany Keigley
The White Law Group is investigating potential securities claims involving former financial advisor Tiffany Keigley (CRD#: 4507001), who was recently barred from the securities industry by the Financial Industry Regulatory Authority (FINRA).
FINRA Bars Former Morgan Stanley Advisor
According to a Letter of Acceptance, Waiver, and Consent (AWC) issued by FINRA on July 15, 2025, Keigley has been permanently barred from associating with any FINRA member firm in any capacity. The disciplinary action stems from her refusal to provide documents requested by FINRA during an investigation that originated from her November 2024 termination by Morgan Stanley. The firm had reportedly discharged her due to the alleged distribution of funds from a client’s account for her personal benefit.
Background on Tiffany Keigley
Tiffany Keigley began her securities career in 2007 and was registered with Morgan Stanley from 2009 to 2024. According to her FINRA BrokerCheck profile, she has four disclosures on her record, including regulatory actions, an employment termination, and a customer dispute. In a customer complaint filed in November 2024, it was alleged that Keigley used a client’s account to pay bills and transfer cash for her personal benefit between 2018 and 2024. That complaint was settled for $108,440.20. Additionally, the Oklahoma Department of Securities reportedly initiated a regulatory action on July 29, 2025, alleging that Keigley used a client’s account to pay over $108,000 in personal expenses without authorization and refused to cooperate with FINRA’s document requests.
Risks to Investors
When financial professionals allegedly misuse client funds or refuse to cooperate with regulatory investigations, it raises serious concerns about fraud and breach of fiduciary duty. Investors working with financial professionals who engage in such conduct may suffer significant financial losses and could have grounds to pursue recovery.
Recovery Options for Investors
If you invested with Tiffany Keigley or another Morgan Stanley advisor and suffered financial losses, you may have a claim. Brokerage firms are required to adequately supervise their representatives and may be held liable for misconduct through FINRA arbitration.
FINRA Arbitration vs. Class Action
FINRA arbitration is a private dispute resolution process that investors often use to recover losses caused by broker misconduct or firm negligence. Unlike class actions, FINRA arbitration can be faster and more tailored to the investor’s individual circumstances.
Free Consultation with a Securities Attorney
The White Law Group has represented thousands of investors in FINRA arbitration claims across the country. If you are concerned about your investments with Tiffany Keigley or believe your advisor acted improperly, call our offices at 888-637-5510 for a free consultation. You can also visit our website at www.whitesecuritieslaw.com to learn more about how we help investors.
FAQs : Tiffany Keigley
What does it mean that Tiffany Keigley was “barred” by FINRA?
Being barred means she can no longer work in any capacity for a FINRA member firm, including as a broker or in any clerical roles. It is the most serious sanction FINRA can impose.
Can investors sue Morgan Stanley for Keigley’s misconduct?
Yes. Firms like Morgan Stanley have a duty to supervise their employees. If they failed to detect or prevent Keigley’s alleged misconduct, they could be held liable in a FINRA arbitration claim.
What is FINRA Rule 8210 and why is it important?
FINRA Rule 8210 allows FINRA to request documents and testimony during an investigation. Failure to comply is a serious violation and often leads to sanctions, including permanent bars.
Last modified: August 6, 2025
