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If you have suffered significant investment losses due to broker misconduct, negligence, or unsuitable investment recommendations, the lawyers for investment fraud at The White Law Group may be able to help you recover your losses.
Our firm represents investors nationwide in claims against brokerage firms and financial advisors through FINRA arbitration and other legal avenues. We focus on helping clients recover losses resulting from improper investment advice, excessive risk-taking, and supervisory failures.
A broker fraud attorney can review your account history, identify possible misconduct, and help determine whether your losses may support a claim.
Most disputes between investors and brokerage firms are resolved through FINRA arbitration, a process required by many account agreements. Our attorneys guide clients through every stage of this process—from initial claim evaluation to resolution.
Speak with an investment loss lawyer today for a free consultation.
The White Law Group is a team of lawyers for investment fraud that represents investors who have suffered losses due to:
If your financial advisor recommended investments that were inconsistent with your financial goals, risk tolerance, or need for liquidity, you may have a claim.
Many investors are unsure whether their losses are the result of normal market conditions or broker misconduct.
You may have a potential claim if your financial advisor:
Even if you are unsure, a lawyer for investment fraud can review your account and determine whether your losses may be recoverable.
Speaking with a broker fraud attorney can help you separate normal market losses from unsuitable recommendations or unauthorized trading.
Our investment fraud lawyers represent investors in a wide range of claims involving broker misconduct and investment losses. In some cases, a securities litigation attorney may also help evaluate whether the broker’s conduct violated industry rules.
Each of these issues may form the basis of a FINRA arbitration claim, depending on the facts of your case.
The White Law Group is a team of experienced lawyers for investment fraud representing investors in the following types of investment fraud cases throughout the FINRA dispute resolution process:
Advisors are not allowed to provide false or misleading information to clients, since it can result in significant investment losses. They should accurately represent their qualifications, experience, and the products or services they offer.
A broker fraud attorney may look at what was said, what was omitted, and whether the investor relied on misleading information before making a decision.
Advisors must not recommend investments that are unsuitable for their clients based on their financial situation, risk tolerance, investment objectives, and other relevant factors. They should ensure their recommendations align with the client’s needs and preferences. If you received these types of recommendations, contact lawyers for investment fraud.
Advisors must obtain the client’s permission before making any trades on their behalf. Unauthorized trading, where the advisor executes trades without the client’s consent, is prohibited and may be resolved through the FINRA dispute resolution process with help from lawyers for investment fraud if the client suffered investment losses.
A securities litigation attorney can help review trading records and determine whether account activity was properly authorized.
Margin trading involves borrowing funds from a brokerage firm to purchase securities.
Problems may arise when brokers place accounts on margin without proper authorization, fail to explain the risks of margin, or expose investors to excessive leverage.
As lawyers for investment fraud often see, certain warning signs may indicate misconduct by a financial advisor or brokerage firm. Additionally, large losses—especially in retirement accounts or conservative portfolios—may warrant further review.
FINRA arbitration is the primary method for resolving disputes between investors and brokerage firms.
The process generally involves:
Most cases take approximately 12 to 18 months to resolve, though many settle before a final hearing.
Our investment fraud lawyers guide clients through each step of the process and work to build strong claims supported by evidence and expert analysis.
The White Law Group is a national securities fraud law firm with offices in Chicago and Seattle. We represent investors in all 50 states.
Daxton White, Managing Partner, has practiced securities law since 2003 and has helped clients recover tens of millions of dollars in investment losses. He is a member of the Public Investors Arbitration Bar Association (PIABA) and is AV-rated by Martindale-Hubbell for the highest level of legal ability and ethics.
Michael D. Kennedy, Partner, has extensive experience representing investors in securities arbitration matters. He has been recognized as an Illinois Rising Star and is a member of PIABA as well as the Washington State and Illinois State Bar Associations.
Our broker fraud attorneys understand the financial and emotional impact of investment losses and work to hold brokerage firms accountable.
If you have suffered investment losses, you may be entitled to recover damages through FINRA arbitration or other legal action.
Contact The White Law Group today at (888) 637-5510 for a free consultation with experienced lawyers for investment fraud.
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