Broker Investigations
Mark Cline Allegedly Recommended GWG L Bonds
Mark Cline Reportedly has 17 Customer Complaints Alleging Unsuitable Investment Recommendations According to the Financial Industry...
Joseph Ambrosole Barred from Securities Industry
FINRA Bars Joseph Ambrosole after Allegations of Unsuitable and Excessive Trades According to the Financial Industry Regulatory Authority...
George Merhoff Jr., Cetera Advisors, Fraud Investigation
Former Cetera Advisor George Merhoff has 47 Customer Complaints The White Law Group continues to investigate potential securities fraud...
Megurditch “Mike” Patatian Barred for Unsuitable Investments
Megurditch “Mike” Patatian Reportedly made Unsuitable Recommendations in REITs, Variable Annuities According to an Extended Hearing...
Gary Bowman of Sagepoint Sanctioned for Unsuitable UITs
CFP Board Revocation, FINRA Suspends Gary Bowman, Sagepoint Financial According to a press release on March 1, 2022, the Certified...
Christopher Orlando, Former Worden Financial Advisor, Barred from Securities Industry
FINRA Bars Advisor Christopher Orlando after Allegations of Excessive Trading According to the Financial Industry Regulatory Authority...
