Broker Investigations
Aegis Advisor Keith Curtis Barred by FINRA
FINRA Bars Keith Curtis after Allegations of Conversion of Funds According to public records, on November 16, 2023, FINRA, the...
Broker Robert Silvestri Barred by FINRA
FINRA Bars Robert Silvestri after Allegations of Loan from Customer According to public records, FINRA, the self-regulator that oversees...
Advisor Christopher Turean Pleads Guilty to Embezzlement
Christopher Turean Pleads Guilty to $4.6 Million Embezzlement According to article from Fox59 newson November 21, Christopher Turean,...
Hector Hernandez Barred by FINRA
FINRA Bars Hector Hernandez after Allegations of Outside Business Activities According to public records, FINRA, the self-regulator that...
John Fagan, Raymond James, Barred by FINRA
FINRA Bars St. Louis Advisor John Fagan from Securities Industry According to public records, FINRA has reportedly barred financial...
Robert Marquez, Investment Network, Barred by FINRA
FINRA Bars Advisor Robert Marquez, Investment Network According to public records, FINRA has reportedly barred financial advisor Robert...
