Tag: Variable Annuities
FINRA Outlines Investments They are Watching Closely in 2012
The Financial Industry Regulatory Authority (FINRA) outlined a list of investment products that they will be watching closely in 2012...
When is the Sale of Variable Annuities a Securities Regulation Violation?
As a national securities litigation law firm and investor protection advocate, the firm often speaks to investors who have experienced...
Current Securities Fraud Investigations
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...
Gilman Ciocia and Prime Capital Services censured by the SEC
The Securities and Exchange Commission (SEC) recently announced that it has censured Gilman Ciocia and its Prime Capital Services unit for...
FINRA Fines Fifth Third Securities $1.75 Million
The Financial Industry Regulatory Authority (FINRA) announced in April that it has fined Fifth Third Securities, Inc., (FTS) of Cincinnati,...
