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Tag: Variable Annuities
Equitable Financial settles with SEC for $50 Million
SEC Charges Equitable Financial with Providing Misleading Account Statements to Investors According to a press announcement on June 18,...
Fee-Based Annuities & Tax Consequences
The IRS Changes Rule on Fee-Based Annuities According to reports this week, the Internal Revenue Service has issued a tax ruling that may...
Broker-Dealers Refuse Ohio National Agreements
Cetera – NEXT Financial – Refuse Service Agreements with Ohio National According to reports on Friday, several national broker-dealers,...
Wall Street V. Main Street Podcast – Episode 2
Wall Street V. Main Street Podcast – Episode 2 with James P. Galvin Esq. ...
FINRA Outlines Investments They are Watching Closely in 2012
The Financial Industry Regulatory Authority (FINRA) outlined a list of investment products that they will be watching closely in 2012...
