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Tag: unsuitable investments

Blog, Securities Fraud Articles

Award Against Merrill Lynch Involving Broker Phil Scott

According to the Investment News, clients of a prominent Bank of America Merrill Lynch have won an $880,000 arbitration award against the...

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Blog, Securities Fraud Articles

Gilman Ciocia and Prime Capital Services censured by the SEC

The Securities and Exchange Commission (SEC) recently announced that it has censured Gilman Ciocia and its Prime Capital Services unit for...

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