Call Now for a Free Consultation
(888) 637-5510

Tag: unsuitable investments

Blog, Current Investigations

Dennis Haywood II Allegedly made Unsuitable Investments  

Dennis Haywood Ex-Crown Capital Broker Reportedly has 10 Customer Complaints   According to his FINRA BrokerCheck report, former broker...

Read More

Blog, Current Investigations, Securities Fraud

Berthel, Fisher and Company Complaints and Regulatory Actions

The White Law Group reviews the regulatory history of Berthel, Fisher and Company Financial Services.   The following is a brief breakdown...

Read More

Blog, Securities Fraud

Can I Sue my Financial Advisor? 

Can I sue my Financial Advisor or Broker? If you have suffered considerable investment losses, you may be wondering if it’s possible to...

Read More

Blog, Securities Fraud

FINRA Sanctions Fortune Financial for VA Sales

Fortune Financial Allegedly Unsuitably Recommended Variable Annuities   According to a Letter of Acceptance Waiver and Consent on...

Read More

Blog, Current Investigations

Paulson Investment Co. Sanctioned for Unsuitable Investments 

FINRA Censures and Fines Paulson for Variable Interest Rate Structured Products Sales  Paulson Investment Company, LLC, a FINRA-registered...

Read More

Blog, Current Investigations

Coastal Equities, Inc. to return $280,000 to Clients

FINRA Sanctions Coastal Equities for Allegations of Failure to Supervise Unsuitable Investments According to a Letter of Acceptance Waiver...

Read More