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Tag: unsuitable investments

Dennis Haywood II Allegedly made Unsuitable Investments  featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations

May 26, 2023

Dennis Haywood II Allegedly made Unsuitable Investments  

Dennis Haywood Ex-Crown Capital Broker Reportedly has 10 Customer Complaints   According to his FINRA BrokerCheck report, former broker...

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Berthel, Fisher & Company Complaints and Regulatory Actions featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations, Securities Fraud

April 6, 2023

Berthel, Fisher and Company Complaints and Regulatory Actions

The White Law Group reviews the regulatory history of Berthel, Fisher and Company Financial Services.   The following is a brief breakdown...

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Can I Sue my Financial Advisor? Featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

February 16, 2023

Can I Sue my Financial Advisor? 

Can I sue my Financial Advisor or Broker? If you have suffered considerable investment losses, you may be wondering if it’s possible to...

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FINRA Sanctions Fortune Financial for VA Sales, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

February 13, 2023

FINRA Sanctions Fortune Financial for VA Sales

Fortune Financial Allegedly Unsuitably Recommended Variable Annuities   According to a Letter of Acceptance Waiver and Consent on...

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Paulson Investment Co. Sanctioned for Unsuitable Investments, featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations

January 24, 2023

Paulson Investment Co. Sanctioned for Unsuitable Investments 

FINRA Censures and Fines Paulson for Variable Interest Rate Structured Products Sales  Paulson Investment Company, LLC, a FINRA-registered...

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Coastal Equities, Inc. to return $280,000 to Clients, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

November 11, 2020

Coastal Equities, Inc. to return $280,000 to Clients

FINRA Sanctions Coastal Equities for Allegations of Failure to Supervise Unsuitable Investments According to a Letter of Acceptance Waiver...

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